AC

Compliance Officer: Product, Marketing & FAIS

Contract Sandton, Gauteng, ZA
Posted 1 week, 1 day ago 59 views 0 applications

Job Description

<p><strong>Job Mission / Objective</strong></p><p>As the Compliance Officer overseeing Product &amp; Marketing, and Financial Advisory and Intermediary Services (FAIS) within our financial institution, you will play a pivotal role in ensuring strict adherence to regulatory requirements and industry standards across these essential areas. Your responsibilities will encompass developing, implementing, and monitoring comprehensive compliance programs, policies, and procedures. Your expertise in Product &amp; Marketing, FAIS regulatory reporting, registers, FAIS portal, and supervision management will be critical in effectively mitigating risks and maintaining regulatory compliance.</p>

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